Extraction of polyphenol from green tea leaves (Camellia sinensis) using aqueous ethanol was
optimized for yield. The response surface methodology (RSM) was used to optimize the
extraction conditions of polyphenol. Four factors that effect to the extraction process are the
concentration of ethanol, the solvent-material ratio, the temperature and time of extraction. The
results of single-factor showed that all four factors were the main influencing variables. The RMS
showed that the optimal extraction conditions of polyphenol from green tea leaves was were the
ethanol concentration of 62%, the solvent-material ratio of 9.9 (v/w), the temperature of 78oC and
the time of 75 minutes; the polyphenol content achieved up to 276.18 mg/g (dry basis). The result
of HPLC analysis showed that at the optimal extraction conditions, the EGCG content was
127.28 mg/g (dry basis). A second degree polynomial equation describes the effects on the total
polyphenol of four factors content fitted well to experimental values (R2 = 0.994). This study is
an evidence in order to extract the highest polyphenol from green tea leaves in aqueous ethanol
conditions.
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OPTIMIZATION OF POLYPHENOL EXTRACTION FROM GREEN TEA
LEAVES (CAMELLIA SINENSIS) USING AQUEOUS ETHANOL
2,**Hoang Van Thanh; 1Tran Tu Ngan;
1Ngo Thi Thuy Vy; 1,*Dong Thi Anh Dao
1Hochiminh city University of Technology - VNU-HCM
2Hochiminh city University of Food Industry
Email:*dtanhdao@hcmut.edu.vn;** thanhhv@cntp.edu.vn
ABSTRACT
Extraction of polyphenol from green tea leaves (Camellia sinensis) using aqueous ethanol was
optimized for yield. The response surface methodology (RSM) was used to optimize the
extraction conditions of polyphenol. Four factors that effect to the extraction process are the
concentration of ethanol, the solvent-material ratio, the temperature and time of extraction. The
results of single-factor showed that all four factors were the main influencing variables. The RMS
showed that the optimal extraction conditions of polyphenol from green tea leaves was were the
ethanol concentration of 62%, the solvent-material ratio of 9.9 (v/w), the temperature of 78oC and
the time of 75 minutes; the polyphenol content achieved up to 276.18 mg/g (dry basis). The result
of HPLC analysis showed that at the optimal extraction conditions, the EGCG content was
127.28 mg/g (dry basis). A second degree polynomial equation describes the effects on the total
polyphenol of four factors content fitted well to experimental values (R2 = 0.994). This study is
an evidence in order to extract the highest polyphenol from green tea leaves in aqueous ethanol
conditions.
Keywords: green tea leaves, Camellia sinensis, polyphenol, optimization, response surface
methodology.
INTRODUCTION
Tea has been recognized as the most consumed beverage in over the world, which has been drunk
for over 4000 years in Asia [HYPERLINK \l "Sus161" 1 ]. Futhermore, tea is also investigated
and applied in pharmaceutical and industrial field because of the special bioactivity and nutrient
functions of tea 2].
It has been known that there are serveral phenolic compounds composed of flavanoids in tea
leaves, in which flavan-3-ols (catechins) is the major component. Catechins make up to 30% of
its dry weight, including epigallocatechingallate (EGCG), epigallocatechin (EGC),
epicatechingallate (ECG), epicatechin (EC), catechin (C), and gallocatechin (GC) [HYPERLINK
\l "Chi081" 2]. Because catechins are able to donate hydrogens from the hydroxyl groups in their
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structure, they have well antioxidant activities. Morever, their free-radical scavenging ability is
more powerful than that of vitamin C, vitamin E, or β-carotene 3]. Considering the healthy
effects of the green tea, catechins have been found to have ability of antioxidant, anticancer,
antimicrobial, reducing cardiovascular diseases, anti-inflammatory [HYPERLINK \l "Chi081" 2].
Polyphenols are a common ingredient of plant-based foods, most commonly in our diets and are
common in fruits, vegetables, grains, olive oil, dried beans, chocolate and beverages like tea,
coffee and wine. Despite its presence in many foods, the effects of polyphenols have only been
considered in recent years by nutritionists because polyphenols are highly diverse and chemically
complex. Polyphenols can protect the antioxidant cellular components, thus limiting the risk of
various degenerative diseases [4].
The market demand for products of tea that having several polyphenol compound increased
significantly since its healthy benefit. However, the process of producing polyphenol from green
tea with higher polyphenol amount is limited if extraction is in liquid CITATION Wen13 \l
1033 [5]. Thus, extraction by aqueous ethanol is the better way in order to boost extraction
efficiency.
MATERIALS AND METHODS
Materials
Sample
Fresh green tea leaves were purchased in a local market, Bao Loc District, Lam Dong Province,
Vietnam, located at altitude of 800-1000 meters above the sea level and an average temperature
ranging from 18-25oC. Green tea leaves which were stored in a cool place (15-20oC) for three
days were analyzed after one day of harvest.
Chemicals
Folin-Ciocalteu reagent were purchased from EMP Millipore Corporation (Germany), gallic acid
was purchased from Merck Millipore Corporation (Germany), and sodium carbonate, ethanol
were from China.
Methods
Selection of relevant variables and experimental ranges
Fresh tea leaves were cleaned of impurities, blanched at 90oC for 30 seconds, drained off water
quickly, and then blended by the blender (Philips Blender, HR2096/00, Netherlands) into the size
of 0.4 ÷ 0.5cm. For the extraction experiment of Fresh tea leaves of 20g was placed into 1000 mL
beacher, infused in aqueous ethanol, after which extraction was carried out in a water bath under
the certain conditions. The detacted variables conducted of survey were the concentration of
ethanol, the solvent-material ratio, the temperature and time of extraction. The experimental
values of the independent variables were described in Table.1. If a variable isn’t studied, it is kept
at constant value. The constant values for the concentration of ethanol, the solvent-material ratio,
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the extraction temperature and the time of extraction were 50% v/v, 5 mL/g, 50oC and 30
minutes, respectively. On top of that, the extracts were centrifugated at 4oC, 2000rpm for 15
minutes (Centrifuge, Hermle, Z 326 K, Germany). All experiments were performed in triplicate.
Table SEQ Table \* ARABIC 1: Experimental values of the independent variables
for the single-factor experiment
No. Ce (%V/V) rSTM (mL/g) T (oC) t (min)
1 30 5 30 30
2 40 6 40 45
3 50 7 50 60
4 60 8 60 75
5 70 9 70 90
6 80 10 80
Ce: ethanol concentration; rSTM: solvent-to-material ratio; T: extraction temperature; t: extraction
time; The experiment was carried out under static conditions in a becher covered with a film to
prevent loss from solvent, so the volume of the extract is not given.
Design of statistical experiments for polyphenol optimization by RSM
The effects on total polyphenol content of four factors (include ethanol concentration, solvent-
material ratio, extraction temperature and time) were investigated by a single-factor method. The
major influencing ranges of factors were identified from the results, and then using the response
surface methodology in order to design the experiment project with four factors with three levels
and seven replicated experiments at the center point. The Modde 5.0 software was utilized to
establish a mathematical model (regression analysis) and perform the optimum conditions of
extraction. The variables were coded according to the below equation:
xi = (Xi – X0)/∆X, i = 1, 2, 3,...
Where: xi is the (dimensionless) coded value of the variable Xi.
X0 is the value of Xi at the center point.
ΔX is the step change.
Table.2 shows the actual design of the experiment. The following second degree polynomial
equation describes the interrrelationship effects of four factors on the total polyphenol content:
Y = QUOTE
Where: Y is the response.
A0 is the constant coefficient.
Ai, Aii, Aij are the linear, quadratic and interactional coefficients, respectively.
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Determination of the optimal conditions
Modde 5.0 software was set to search for the optimum desirability of the response variables – the
maximum polyphenol content.
Total polyphenol determination
The polyphenol in the extraction were determined by colorimetry using Folin-Ciocalteu’s reagent
with standard agent is gallic acid, according to the described method by Briefly, 1.0 mL of
diluted sample of extract was transferred into the test tubes containing 5.0 mL of a 10-1 dilution of
Folin-Ciocalteu’s reagent in water and then mixing gather. After 3 minutes, added 4.0 mL of
sodium carbonate solution 7.5% (w/v) into each tube and mixed. The tubes were kept at room
temperature for 60 minutes, then they were measured the absorbance by using UV-Vis
spectrophotometer (PhotoLab 6100 Vis, WTW, Germany) at the wavelength of 760 nm. The total
polyphenol content was expressed as mg gallic acid equivalents/g material of dry basis.
Analysis of EGCG content by HPLC
The EGCG content in tea leaves was determined by HPLC with the conditions: HPLC system of
Agilent 1260, USA, and using DAD probe. Using the Agilent column of LiChrospher 100 RP-18
(5μm-250x3.0 mm), the measured wavelength of the UV-VIS detector was 274 nm, the sample
load was 20 μl, the flow rate was 1 ml / min. For the equilibrium, the mobile phase was solvent
acetonitrile-water: 15/85 (v/v).
The EGCG standard purchased from Sigma (USA) with a minimum content of 98% is used to
bundle the standard solutions.
Statistical analysis
All experiments were performed in triplicate and these values were presented as mean ± standard
deviation (SD). Statistical analyses were performed by IBM SPSS Statistics 20 software. One-
way analysis of variance (ANOVA) was also performed by using IBM SPSS Statistics software.
Comparisons between samples were calculated by using Ducan’s test for independent
observations. The differences were considered significantly at P<0,05.
RESULTS AND DISCUSSIONs
Effect of ethanol concentration on the polyphenol content
Fig.1 showed that there is a significant effect of ethanol concentration in water in extraction of
polyphenol in green tea leaves when solvent-material ratio, extraction temperature and time were
5mL/g, 50oC and 30 minutes, respectively. In the beginning, the amount of polyphenol extraction
grew gradually from roughly 40 to 45mg GAE/g (dry basis), before rising significantly and
reaching a peak of approximately 60mg GAE/g (dry basis). However, when the amounts of
ethanol concentration were 70 and 80% (v/v), the total polyphenol content declined rapidly.
Consequently, 60% (v/v) ethanol concentration in water was used in the following experiments.
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Figure 1: Influences of ethanol concentration
Effect of solvent-material ratio on the polyphenol content
Solvent – material ratio effect to the extraction of polyphenol in green tea leaves was given in
Fig.2 when ethanol concentration, extraction temperature and time were 60% v/v, 50oC and 30
minutes, respectively. The amount of polyphenol extraction increased corresponding the increase
of liquid/solid ratio. Starting at roughly 60mg GAE/g (dry basis), total polyphenol content
increased gradually to about 80mg GAE/g (dry basis), after which it rised doubly and get a record
high at about 120 mg GAE/g (dry basis) with solvent-material ratio is 9:1. Nevertheless, there
was a leveling out in the polyphenol extraction when the liquid/solid ratio still increased. Thus,
the liquid/solid ratio of 9:1 (mL/g) was sufficient to reach the high extraction, and it was used
afterwards.
Figure 2: Influences of solvent-material ratio
Effect of extraction temperature on the polyphenol content
Fig.3 described the effect of extraction temperature on polyphenol extraction process in green tea
leaves when the ethanol concentration, the solvent-material ratio and extraction time 50% (v/v),
9mL/g and 30 minutes, respectively. The polyphenol content started at approximately 75mg
GAE/g (dry basis) at 30oC, followed by significantly increases by 50 mg GAE/g (dry basis) from
30oC to 50oC. Moreover, total polyohenol content grew doubly in temperature from 50oC to
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60oC, hittting a record high of around 200mg GAE/g (dry basis) at extraction temperature 70oC,
before reducing at 80oC. Thus, 70oC was used in the following experiments.
Figure 3: Influences of extraction temperature
Effect of time on the polyphenol content
The influence of time on the extraction of polyphenol was illustrated in Fig. 4 when the
concentration of ethanol, the solvent-material ratio, the extraction temperature were 60% v/v,
9 mL/g and 70oC, respectively. It was showed clearly from the graph that, the extraction of
polyphenol increased when the increasing of extraction time. Commencing at 200 mg GAE/g
(dry basis), the polyphenol content rise considerably, after reaching a high point in 60 minutes of
275 mg GAE/g (dry basis). And then if extraction time was longer than, the extraction of
polyphenol decreased gradually during the increasing of the time. The extraction time of
60 minutes was sufficient to reach the high extraction.
Figure 4: Influences of extraction time
Mathematical model and optimization of extraction conditions
The appropriate condition of ethanol concentration (30, 40, 50, 60, 70, 80% v/v), solvent –
material ratio (5:1, 6:1, 7:1, 8:1, 9:1, 10:1, 20:1 mL/g), extraction temperature (30, 40, 50, 60, 70,
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80oC), extraction time (30, 45, 60, 75, 90 minutes) were determined in single-factor experiments.
From these results, the extraction parameters were investigated for the optimum of extraction
conditions by using Box-Hunter. The experimental values and coded levels of the four
independent variables were given in Table 2. Value of the independent process variables
considered (X1, X2, X3 and X4).
Table 2: Actual values and coded levels of the independent variables
xi X1 (% V/V) X2 (mL/g) X3 (oC) X4 (min)
-2 40 7 50 30
-1 50 8 60 45
0 60 9 70 60
1 70 10 80 75
2 80 11 90 90
X1: ethanol concentration, X2: solvent-material ratio, X3: extraction temperature, X4: extraction time
Figure 5: Effect of each factor on the Total polyphenol content
Plan and results for response surface methodology of total polyphenol content. It’s clear that
extraction temperature and extraction time affected considerably in the polyphenol extraction by
using aqueous ethanol, followed by solvent-material ratio and finally, ethanol concentration.
Consequently, temperature and time are the vital conditions need to be considerable in extraction
process.
The experimental data apply the multiple regression analysis and regression variables as well as
test variables well fit to the second-order polynomial equation shown below:
2
1 2 3 4 1
2 2 2
2 3 4 1 4 3 4
Y 274.644 3.068X 16.016X 18.759X 7.699X 16.586X
13.629X 15.837X 12.054X 2.760X X 2.769X X
= + + + + − −
− − − + +
Where X1: ethanol concentration; X2: solvent-material ratio; X3: extraction temperature; X4:
extraction time.
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Figure 6: The effect of co-variance in: (a): (X1)/(X2); (b): (X1)/(X3); (X1)/(X4); (d): (X3)/(X2);
(e): (X4)/(X2); (f): (X4)/(X3) on the TPC
The obtained equation well fit to the experimental values with R2 = 0,825. This equation can be
used to predict the polyphenol content value with the various extraction condition.
Modde 5.0 software was set to search for the optimum desirability of the response variables – the
maximum polyphenol content. The optimal conditions for polyphenol extraction were ethanol
concentration of 62% (v/v), solvent-material ratio of 9.9 (mL/g), temperature of 78oC and time of
75 minutes; the polyphenol content achieved up to 276.18 mg/g (dry basis). The study of P. A.
Nimal Punyasiri (2015) showed that the polyphenol content in green tea leaves is 266.79 ± 2.79
mg/g (dry basis) CITATION PAN15\l 1033 [HYPERLINK \l "PAN15" 6]. Compare to this
research, when extracting at the above extraction conditions, the polyphenol content is higher.
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Analysis of EGCG content by HPLC method
Figure 7: The HPLC chromatograms of EGCG extracted from green tea leaves
The results showed that the amount of EGCG extracted from tea leaves was 11,394% (dry basis).
Compared with the content of EGCG in tea leaves published from 8 to 12% [7] [8]. The extracted
amount from the tea here is very significant and so can make use of this material for the item
targeted exploitation of functional food production in food applications.
CONCLUSIONS
Conditions for extraction of polyphenol from green tea leaves have been studied. Extraction by
ethanol 62% (v/v) as well as liquid/solid ratio of 9.9:1 (mL/g) has been shown to be considerable
elements for extraction of polyphenol in green tea leaves. On the other hand, appropriate
extraction temperature and time are also vital factors. Base on the priority result, temperature of
78oC and time of 75 minutes will help to extract high polyphenol content. This conditions provide
polyphenol content is higher and acceptable color characteristic when extracted product becomes
powder by spray drying.
REFERENCES
[1] Susantikarn, P. and Donlao, N, "Optimization of green tea extracts spray drying as affected
by temperature and maltodextrin content," International Food Research Journal, vol. 23,
no. 3, pp. 1327-1331, 2016.
[2] C. T. Ho, Tea and Tea Products: Chemistry and Health-Promoting Properties, CRC Press,
2008.
Hội nghị Khoa học An toàn dinh dưỡng và An ninh lương thực lần 2 năm 2018
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[3] Yang CS, Maliakal P, Meng X., "Inhibition of carcinogenesis by tea," Annu Rev Pharmacol
Toxicol, 2002.
[4] M. D Archivio, C. Filesi, R. Di Benedetto, R. Gargiulo, C. Giovannini, and R. Masella,,
""Polyphenols, dietary sources and bioavailability," Annali-Istituto Superiore di Sanita.,"
vol. 43, p. 348, 2007.
[5] Wen-Ying Huang, Yu-Ru Lin, Ruei-Fen Ho, Ho-Yen Liu, Yung-Sheng Lin, "Effects of
Water Solutions on Extracting Green Tea Leaves," The Scientific World Journal, vol. 2013,
2013.
[6] P. A. Nimal Punyasiri, Brasathe Jeganathan, Jeevan Dananjaya Kottawa-Arachchi,
Mahasen A. B. Ranatunga, I. Sarath B. Abeysinghe, M. T. Kumudini Gunasekare, B. M.
Rathnayake Bandara, "New Sample Preparation Method for Quantification of Phenolic
Compounds of Tea (Camellia sinensis L. Kuntze): A Polyphenol Rich Plant," Journal of
Analytical Methods in Chemistry, 2015.
[7] Pokorny Jan, Antioxidants in Food, Woodhead Publishing Limited, Cambridge, 2001.
[8] Yukihiko Hara, Green tea: Health benefits and applications, Marcel Dekker Incorporated,
2001.
[9] "ISO 14502-1:2005, Determination of substances characteristic of green and black tea —
Part 1: Content of total polyphenols in tea — Colorimetric method using Folin Ciocalteu
reagent," 2005.
TỐI ƯU HÓA HIỆU SUẤT TRÍCH LY POLYPHENOL TỪ LÁ TRÀ XANH
(CAMELLINA SINENSIS) BẰNG DUNG MÔI ETHANOL
TÓM TẮT
Hiệu suất trích ly polyphenol từ lá trà xanh (Camellia sinensis) bằng dụng môi ethanol - nước
được tối ưu hóa trong nghiên cứu này. Phương pháp bề mặt đáp ứng (RSM) được sử dụng để
tối ưu hóa các điều kiện trích ly polyphenol. Bốn yếu tố ảnh hưởng đến quá trình trích ly
polyphenol là nồng độ ethanol, tỷ lệ dung môi-nguyên liệu, nhiệt độ và thời gian. Kết quả khảo
sát từng yếu tố cho thấy rằng tất cả bốn yếu tố là các biến ảnh hưởng chính. RMS cho thấy điều
kiện tách chiết tối ưu của polyphenol từ lá trà xanh là nồng độ ethanol 62%, tỷ lệ dung môi-
nguyên liệu là 9.9 (v/w), nhiệt độ 78oC và thời gian 75 phút; hàm lượng polyphenol đạt tới
276.18mg/g (chất khô). Kết quả phân tích HPLC cho thấy ở điều kiện trích ly tối ưu, hàm lượng
EGCG là 127.28 mg/g (chất khô). Một phương trình hồi quy đa biến bậc 2 đã mô tả ảnh hưởng
trên tổng polyphenol từ giá trị tối ưu của bốn yếu tố phù hợp với các giá trị thực nghiệm (R2 =
0,994). Nghiên cứu này là một minh chứng cho quá trình trích ly polyphenol hiệu quả từ lá trà
xanh bởi dung môi ethanol nước.
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